Grow Your Future, Your Way
Unlock New Opportunities for Growth
Rediscover Independence & Fulfillment Through a Meaningful Career Change
UNBIASED ADVICE & EXPERT GUIDANCE
Motivated solely by a wish to be a catalyst for meaningful change in the lives of many, I have no vested interest in where you ultimately land.
INTEGRITY, RELIABILITY, & TRUSTWORTHINESS
A bridge connecting you to the competitive intelligence needed to maximize revenue, eliminate stress, and optimize deal negotiations.
SEAMLESS TRANSITION PROCESS
Wealth management is an ever-evolving landscape with a myriad of opportunities to explore. I ensure your transition is a seamless one.
Sometimes Hitting a Pause and Objectively Reflecting Upon Your Business Can Really Put Things into Perspective.
Maximize Your Growth
Is there room to monetize the value of your business?
Do you see opportunities to strengthen the client experience?
Are there operational inefficiencies you could capitalize on?
Independent Opportunities
The financial advisor business is forged on relationships. In recent years the enhancements to the independent model have enabled advisors to adopt the latest cutting-edge platforms and services to better engage and retain clients. Financial advisors and clients no longer have the same sense of attachment to the traditional Wall Street firm brands.
Awaken Your Sense of Fulfillment
Tolerating a toxic work environment and pursuing your vision for success aren’t synonymous with one another. Nor does achieving fulfillment or professional growth equate to tolerating low payouts, onerous compliance restrictions, and unreasonable sales quotas.
Guidance Designed to Shatter Growth Barriers
Everyone experiences fear and self-limiting beliefs when facing change. Especially professionally. Will clients follow you if you decide to part ways with a brand-name firm? Will you flourish and thrive in a new environment? Are you aligning yourself with a partner who has your best interests at heart?
You deserve to celebrate each win in an environment that’s empowering and supportive. And because your story is uniquely your own, I strive to place a strong emphasis on personalization. With 34 years of experience in the financial ecosystem, I’ve had the pleasure of building an unrivaled network of relationships, all with one sole purpose: to benefit you.
UNPARALLELED CONNECTIVITY
Have direct access to a plethora of respected firms and platforms.
CONFIDENTIALITY
Enjoy consultative and confidential career transition guidance.
TOP-TIER DEALS
Discover the success you’ve always envisioned for yourself.
Individualized Support for Peace of Mind
David Keogh
Motivated by the ethos of driving impactful change, I help independent broker-dealers and financial advisors escape stagnation, reawaken their sense of fulfillment, and make strategic career moves. Leveraging over 34 years of diversified experience within the financial services ecosystem, I work as a collaborative partner, helping drive you closer to achieving and exceeding your business objectives.
Together, we’ll tackle any and all of your concerns, including transitioning to a new investment advisory firm, insurance agency, or independent broker-dealer, as well as addressing areas such as custodial platform changes or monetizing business equity.
Linda Marcelli
Vice President at Lucky’s Real Tomatoes
David Keogh is an outstanding professional with whom I had the pleasure of working as District Director of NYC for many years. I found David to be a man of high personal integrity who became a valued advisor and associate. His opinions were always well-researched, thoughtful and led to good decisions in critical areas. He found the most positive, RIGHT, solution to our issues. And….he is fun.
Vincent Micciche
Chief Executive Officer at LifeMark Securities Corp.
Dave is the consummate compliance professional. His extensive technical knowledge combined with years of “on the street” experience allow him to provide invaluable guidance to any financial advisor. Dave truly demonstrates that compliance is an essential dimension of a “best practices” model in financial services.
Nancy Thomas
CEO, Founder at Respect You & Me Foundation
I worked with David for more than two years and continue to keep in contact with him for the following 8 years. I have high praise for him as he has more integrity than any of the administrative managers with whom I’ve ever worked. You can always count on his honesty no matter what the endeavor. He has a tremendous amount of knowledge about the industry and how it operates.
Radhika Mehta-Sharan
Senior Vice President, Wealth Management Advisor, CFA, CFP, CIMA, CRPC
David is a very detail oriented manager. He has the ability to see the larger picture and drill down the details to perfection. He is also a very good judge of people and has in the past always surrounded himself with the best teams in the business.
janine Lee Craane
Global Institutional Consultant, Managing Director – Wealth Management
David was that marvelous blend of someone who absolutely took his role with the utmost integrity yet completely understood the business side. David was someone who would help you stay on the ethical and right side of issues but would also champion the business case. He helped me with many thorny issues related to staff and clients in order to achieve the best outcome for everyone. He was quite dedicated and loyal but with strong backbone and the willingness to work as long and as hard as necessary to always excel at what he did.
Dino Vasquez
Shareholder at Karr Tuttle Campbell
Excellent knowledge of the industry. Easy to work with.
Who We Work With
Registered Investment Advisory
Are you looking to break away from FINRA’s oversight? We work with many nationally known RIAs.
Independent Broker-Dealer
Be in business for yourself and not by yourself. All independent broker-dealers are not created equal.
General Insurance Agency
Are you currently affiliated with a captive agency? We work with many general agencies that offer products issued by various insurance carriers.