“I highly recommend Mr. Keogh. His deep familiarity with the securities industry, his strong work ethic, and his demeanor make him excellent to work with. I have used Mr. Keogh on a number of cases, sometimes as a consultant and sometimes as a retained testifying expert. He has been excellent in both roles, and I would not hesitate to use his services again.” Taylor Horton August 23, 2016
“Dave has a depth of recent experience in compliance that is matched by few other testifying experts in the compliance area. The expertise that Dave brings to bear and his prompt attention to projects make Dave a pleasure to work with.” Christopher Gray April 29, 2011
Top qualities: Personable, Expert, On Time
“I have used David as an expert for a number of my plaintiff's securities arbitration cases. He reviewed them and gave me excellent ideas and information to bring more value to the cases. I would recommend him to anyone that wants to get more money for their clients."
Debra Speyer - Plaintiff's Securities arbitration lawyer with national and international securities arbitration practice; August 2, 2011
Top qualities: Great Results, Expert, Creative
“David pretty much gave me a masters class in prosecuting claims before a FINRA arbitration panel. He provided invaluable expertise based upon his many years in the financial services industry. He will be the first person I call for my next FINRA case.”
Tom Horwitz August 2, 2011
Top qualities: Great Results, Personable, Expert
“I am litigation attorney in Phoenix, Arizona who, on behalf of a client, retained David in a complex securities matter to do an analysis of the case, including a liability and damages analysis. David did an excellent job for the client, at fair rates. I would highly recommend David.”
Dax Watson August 15, 2011
Top qualities: Great Results, Expert, Good Value
“David has been very helpful to the securities clinic I run. He always is available for consultation, and has helped us greatly in formulating approaches to and strategies in cases.” William Jacobson September 22, 2011
Top qualities: Personable, Expert, High Integrity
"David is well prepared, thoughtful, and of high integrity when he presents expert testimony."
Steven Lehat, Senior Regulatory Counsel at Regulatory World
"David and I worked on a complex matter together this year with very good success. He had integrity and stuck with us through the end of the case in true and honest commitment to the goal."
Jenice Malecki, Owner of Malecki Law
"Excellent knowledge of the industry. Easy to work with."
Dino Vasquez, Shareholder at Karr Tuttle Campbell
"David has provided superlative service to my clients as an expert witness and consultant in the field of securities regulation."
Arthur Leider, President of Investors Arbitration Specialists LLC
"I have worked with Dave Keogh for a number of years. He is thorough, and has a granular understanding of the mechanics of front office and back office procedures at financial services firms, and is a quick study. I would not hesitate to recommend Dave as an expert... I have used David Keogh a number of times as a consultant in preparation for FINRA arbitration hearings, and as an expert to resolve securities arbitration disputes. He has detailed knowledge in branch office management, options and securities surveillance, and credit management. He is personable and presents well to decision-makers, and I recommend him without reservation."
Howard Rosenfield, Advocate, Lawyer, Attorney, Representing Investors Achieving Success Against Wall Street at Law Offices of Howard Rosenfield
"David Keogh is the consummate expert witness who has walked the walk and talks the talk. His hands on knowledge and experience of securities industry (FINRA) rules, brokerage firm procedures and financial instruments makes him well equipped to afford advice in the arbitration and dispute resolution arenas."
Timothy O'Connor, Attorney at Securities Brokerage and Financial Customer Claims
"I hired David as an expert witness and he was a pleasure to work with. Very knowledgeable in securities litigation. Our client received a $3.185 million verdict!"